Chief Compliance Officer

San Antonio, TX

Employment Type: Direct Hire Category: Accounting-Finance Job Number: 23704

Job Description

Chief Compliance Officer 

Location: San Antonio 

Why this company: 

  • Take advantage of career STABILITY – over 50 years under the original founding leadership 

  • Join a supportive team with high commitment to excellence 

  • Opportunity to be involved with a well-known wealth management investment firm in San Antonio 

Key Responsibilities: 

  • Monitor and make recommendations for processes to ensure company compliance with laws and regulations 

  • Develop strategic vision in support of business initiatives and protection from legal and regulatory risk 

  • Collaborate with Human Resources to create effective training program to guarantee all current and future team members are well versed in compliance procedures 


  • Degree in Finance or related area 

  • Series 14 Certification 

  • Thorough knowledge of the Investment Company Act of 1940 

  • Excitement for a professional, challenging environment where you can thrive 

Meet Your Recruiter 

Amanda Johnson | Direct: 210.807.5618 | 

Amanda is a Director in Deacon's Accounting and Finance division. She has been with Deacon over 11 years and has proven success in joining partnerships together between Client and Candidate.   

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